Securities and futures short position reporting rules
1 Apr 2019 for short positions—at the higher of fair value and the face value of the debt securities. (L.N. 196 of 2018). 10. Pairs of transactions. 22 Oct 2019 Investors holding Korean securities are required to report if they exceed the to the short-sale position is referred to the Securities and Futures 30 Jun 2009 The Second Principle: Short selling should be subject to a reporting regime that provides Market authorities referred to in this report include securities regulators, self-regulatory price restriction rules or 'flagging' short sales) in some jurisdictions may be Securities and Futures Commission, Hong Kong. Short selling involves the sale of a security that the seller does not own at the time the European Securities and Markets Authority's (ESMA) website (see below, to notify and correct net short positions can be found at Reporting/Short selling. futures and swaps; options; repurchase agreements; standing agreements or
on expanding the scope of short position reporting and on the corresponding amendments to the Securities and Futures (Short Position Reporting) Rules (Dec
FINRA requires firms to report short interest positions in all customer and proprietary accounts in all equity securities twice a month. All short interest positions The Securities and Futures (Short Position Reporting) Rules came into effect on 18 June 2012 1. Generally, under this set of rules, any person who has a reportable short position is required to notify the SFC. To view these rules, click here to access the Hong Kong e-Legislation (HKeL) operated by the Department of Justice. Short position reporting. Since the Securities and Futures (Short Position Reporting) Rules came into effect on 18 June 2012 1 , in general, any person who has a reportable short position is required to notify the SFC. To report a short position, submissions must be made through the Short Position Reporting Service. To print individual / selected provisions, please first tick the provision(s) to be printed from the TOC panel and then click . To print the whole chapter, please click at the bottom of the TOC panel and then click . Please set the page orientation to Landscape for printing the bilingual texts on a single page. Securities and Futures (Short Position Reporting) Rules (Cap. 571 sub. leg. AJ) Contents Rule Page Part 1 Preliminary 1. (Omitted as spent) 1-2 2. Interpretation 1-2 3. Reportable short position 1-4 Part 2 Reportable Short Positions 4. 5HSRUWDEOHVKRUWSRVLWLRQVWREHQRWL¿HGWR Commission 2-2 4A. 6XEPLWWLQJQRWL¿FDWLRQWR&RPPLVVLRQ 2-4 5.
1 Apr 2019 for short positions—at the higher of fair value and the face value of the debt securities. (L.N. 196 of 2018). 10. Pairs of transactions.
3 Apr 2018 Credit Suisse's client securities were transferred to a house account on Securities and Futures (Short Position Reporting) Rules (SPR Rules) 1 Apr 2019 for short positions—at the higher of fair value and the face value of the debt securities. (L.N. 196 of 2018). 10. Pairs of transactions. 22 Oct 2019 Investors holding Korean securities are required to report if they exceed the to the short-sale position is referred to the Securities and Futures 30 Jun 2009 The Second Principle: Short selling should be subject to a reporting regime that provides Market authorities referred to in this report include securities regulators, self-regulatory price restriction rules or 'flagging' short sales) in some jurisdictions may be Securities and Futures Commission, Hong Kong. Short selling involves the sale of a security that the seller does not own at the time the European Securities and Markets Authority's (ESMA) website (see below, to notify and correct net short positions can be found at Reporting/Short selling. futures and swaps; options; repurchase agreements; standing agreements or 21 Feb 2012 A new reporting regime for holders of net short positions in shares traded Lehman collapse in September 2008, the Securities and Futures Commission The new rules will require that a person holding a short position as The Commodity Futures Trading Commission (Commission or CFTC) The COT reports are based on position data supplied by reporting firms (FCMs, clearing (TFF) report includes financial contracts, such as currencies, US Treasury securities, The short format shows reportable open interest and week-to-week open
1 Apr 2019 for short positions—at the higher of fair value and the face value of the debt securities. (L.N. 196 of 2018). 10. Pairs of transactions.
Securities and Futures (Short Position Reporting) Rules. Bullet, Legislative Council Brief. Bullet, Content of the subsidiary legislation. [Full List of Subsidiary 29 May 2018 The Monetary Authority of Singapore (MAS) under the Securities and Futures ( Short Selling) Regulations 2018 will require investors to report
This is a draft which may be subject to change upon the Securities. and Futures ( Short Position Reporting) Rules coming into effect. Short Position Reporting
Securities and Futures (Short Position Reporting) Rules. Bullet, Legislative Council Brief. Bullet, Content of the subsidiary legislation. [Full List of Subsidiary 29 May 2018 The Monetary Authority of Singapore (MAS) under the Securities and Futures ( Short Selling) Regulations 2018 will require investors to report
Secretary, made the Securities and Futures (Short Position Reporting) Rules (“the Rules”), at Annex A. 2. At the meeting of the Executive Council on 13 March 2012, the Council ADVISED and the Chief Executive ORDERED that, under section 398(6) of the SFO, the Securities and Futures (Offences and Penalties)