Hkma trade reporting requirements
Hong Kong (HKMA) Hong Kong Trade Reporting Requirements. The Hong Kong Monetary Authority (HKMA) requires specified OTC derivative transactions to be reported to HKTR. HKMA reporting obligations in relation to retail OTC Derivatives will come into effect from 1 July 2017. The pace of introduction of new products to the HKTR, however, may not necessarily be fully in sync with the pace of introduction of the products for mandatory reporting. TR Members should make reference to the mandatory reporting requirements to ascertain, among the products supported by the HKTR, which products are subject to mandatory reporting. Hong Kong Monetary Authority Annual Report Half-Yearly Monetary & Financial Stability Report Quarterly Bulletin. Guide to Hong Kong Monetary, Banking and Financial Terms. Research. Research Memorandums External Publications Hong Kong Institute for Monetary and Financial Research Other Research Papers. HKMA through the operator of HKTR; - “HKMA” refers to the Hong Kong Monetary Authority; - “HKTR” refers to the electronic reporting system operated by or on behalf of the HKMA for submitting and receiving reports on specified OTC derivative transactions for the purposes of the Reporting Rules and section 101B of the SFO;
H. Backloading requirement for outstanding transactions. 37. Concept of currency list, and supported by the HKMA's electronic trade reporting system.
26 Aug 2019 In August 2013, the HKMA introduced interim reporting requirements to require licensed banks to report OTC derivatives transactions with other 13 Nov 2018 In August 2013, the HKMA introduced interim reporting requirements to a TR Member before using the Trade Reporting Service of the HKTR. The HKMA reporting requirements themselves are dual-sided – if either trade counterparty has a reporting requirement, they are obliged to submit a transaction Hong Kong Trade Reporting Requirements. The Hong Kong Monetary Authority ( HKMA) requires specified OTC derivative transactions to be reported to HKTR.
(“HKMA”) by Trade Repository (TR) Members. HKTR Reporting Requirements. Regulatory Regime. (Yet to implement fully). Interim Reporting. (In progeress).
H. Backloading requirement for outstanding transactions. 37. Concept of currency list, and supported by the HKMA's electronic trade reporting system. 31 Jan 2017 In September 2015, the Hong Kong Monetary Authority (“HKMA”) and the implementation of the OTC derivatives trade reporting regime in Singapore. derivatives contracts) will be excluded from the reporting obligations. 30 Nov 2015 Submitted to fss@hkma.gov.hk and otcconsult@sfc.hk requirements including central clearing, confirmation and reporting. 3 In the trade workflow model prevalent in the OTC derivatives markets the MarkitSERV platforms 16 Nov 2015 for introducing, reporting, clearing and trading requirements through the SFC or the Hong Kong Monetary Authority but whose activities in 30 Oct 2012 “Trades can only be cleared once, and most jurisdictions will likely have an element of The Hong Kong Monetary Authority (HKMA) and Securities and Futures However most have stringent reporting requirements.
10 Sep 2019 Meeting numerous reporting obligations across several regimes is Canada, CFTC, EMIR, HKMA, MAS and MiFID) across the following asset firms to report details of their derivatives transactions to a trade repository.
30 Oct 2012 “Trades can only be cleared once, and most jurisdictions will likely have an element of The Hong Kong Monetary Authority (HKMA) and Securities and Futures However most have stringent reporting requirements. Entities eligible to subscribe to the Trade Reporting Service are either- entities subject to mandatory reporting requirements under either the interim reporting requirements or the OTC Regulatory Regime; or . other entities at the discretion of and subject to conditions specified by the HKMA. Disclosure Framework for HKTR
1 Nov 2017 registered with the SFC and engaged in internet trading will be required to implement. The new guidelines should be viewed as requirements for securities and cybersecurity risk, reviewing incident reports, and approving
27 Jun 2018 HKMA and SFC issued conclusions to a joint consultation on further the mandatory use of Legal Entity Identifiers (LEIs) in trade reporting will only This requirement will apply to the reporting of new transactions and daily
(“HKMA”) by Trade Repository (TR) Members. HKTR Reporting Requirements. Regulatory Regime. (Yet to implement fully). Interim Reporting. (In progeress). DTCC'S GLOBAL TRADE REPOSITORY (GTR) SERVICE IN HONG KONG. In Hong Kong, DTCC acts as a reporting agent for banks that need to report their Sign up for the GTR service that will address your compliance requirements by completing the Click here if you are reporting trade data to HKMA (Hong Kong).